Code of Conduct
Advisor Disclosure
Advisor Code of Conduct
The Compliant Practice Checklist
CLHIA – Advisor Disclosure
CLHIA – Advisor Disclosure Best Practices Life Insurance Replacement Declaration
Needs Based Sales Practices
CLHIA Needs Based Sales Practices – The Approach
Life Needs Analysis
Anti-Money Laundering & Terrorist Reporting
Anti-Money Laundering Training
Anti-Money Laundering and Terrorist Financing (AML/ATF) Modules – Empire Life
FINTRAC Examinations: Your Responsibilities and What You Can Expect
Risk-Based Approach Workbook
Canadian Anti-Spam Legislation
CASL Presentation
